FINSIA briefing series: Financial Advisers Regulation
Auckland
Thursday, August 12th 2010, 6:20AM
The shape of financial adviser regulation
Explore the new regime for regulating financial advisers with a particular focus on the relationship between the regulator and the regulated. This will include discussion about:
- implementing the legislation - the new regulatory framework
- the Code of Professional Conduct - benchmark for AFAs and QFEs
- the role of the Commission - what happens post-licensing?
Speakers include:
- David Mayhew, Commissioner for Financial Advisers and Member of the Securities Commission, New Zealand
- Lloyd Kavanagh, Senior Partner, Minter Ellison Rudd Watts
Date: 12August
Venue: Minter Ellison Rudd Watts Level 20, Lumley Centre 88 Shortland Street AUCKLAND.
Click here to register or for more information.
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