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AFAs get first report card from FMA

Authorised Financial Advisers have shown good ethics but need to work on their record-keeping and ensuring personalised advice is suitable for the client, the Financial Markets Authority says.

Friday, July 13th 2012, 10:22AM

Read what it says here

Download full report here

« KiwiSaver a difficult sell for RFAsTNPPA reaches 12-month membership target in just 3 months »

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